Biodiversity Conservation in the REDD
© Paoli et al; licensee BioMed Central Ltd. 2010
Received: 10 September 2010
Accepted: 23 November 2010
Published: 23 November 2010
Deforestation and forest degradation in the tropics is a major source of global greenhouse gas (GHG) emissions. The tropics also harbour more than half the world's threatened species, raising the possibility that reducing GHG emissions by curtailing tropical deforestation could provide substantial co-benefits for biodiversity conservation. Here we explore the potential for such co-benefits in Indonesia, a leading source of GHG emissions from land cover and land use change, and among the most species-rich countries in the world. We show that focal ecosystems for interventions to reduce emissions from deforestation and forest degradation in Indonesia do not coincide with areas supporting the most species-rich communities or highest concentration of threatened species. We argue that inherent trade-offs among ecosystems in emission reduction potential, opportunity cost of foregone development and biodiversity values will require a regulatory framework to balance emission reduction interventions with biodiversity co-benefit targets. We discuss how such a regulatory framework might function, and caution that pursuing emission reduction strategies without such a framework may undermine, not enhance, long-term prospects for biodiversity conservation in the tropics.
Carbon emissions from deforestation and forest degradation contribute 12-20% of anthropogenic global greenhouse gas (GHG) emissions annually [1, 2], primarily from the tropics . Tropical countries also harbour over half (51.1%) of the world's 48,170 threatened species , raising the possibility that reducing GHG emissions by curtailing tropical deforestation might also provide valuable co-benefits for biodiversity conservation . Here we explore potential biodiversity impacts of anticipated emission reduction strategies in Indonesia, the world's third largest source of GHG emissions  and among the most species-rich countries in the world. We address calls in this journal [7, 8] and elsewhere [9–11] for a stronger regulatory framework governing emission reduction strategies in forests to ensure that biodiversity co-benefits are achieved. We caution that in Indonesia and other tropical countries, pursuing emission reduction strategies in forests without such a framework may worsen, not enhance, long-term biodiversity conservation.
The Reducing Emissions from forest Degradation and Deforestation (REDD) scheme of the post-Kyoto UN Framework Convention on Climate Change (UNFCCC) treaty seeks to involve developing countries in global GHG reduction efforts by creating financial incentives to improve forest management and protection . Under REDD, and its derivative REDD+, which recognizes forest carbon stock enhancements (sequestration) from improved conservation and sustainable management of forests, developing countries that reduce forest based emissions below an established 'business as usual' projection will be rewarded through payments from donor funds or market sale of emission reduction credits.
REDD clearly provides an opportunity for biodiverse, carbon-rich tropical countries to protect threatened biodiversity as a co-benefit of maintaining forests and the carbon they store [11, 13]. However, it remains unclear how biodiversity provisions will be included within REDD, raising questions about the extent to which it will improve biodiversity conservation over the long-term [5, 14, 15]. Estimated terrestrial carbon and biodiversity are positively correlated globally , but this pattern does not necessarily hold at sub-national scales where REDD will typically be implemented. This raises concern that preferential targeting of carbon-rich ecosystems may intensify pressures on relatively carbon-poor ecosystems that nevertheless support equal or greater levels of biodiversity [15–17].
REDD in Indonesia
Indonesia, where REDD will be pursued as a set of sub-national programs, illustrates the need for explicit biodiversity provisions to ensure that biodiversity co-benefits are achieved, and unanticipated negative outcomes are avoided.
Indonesia is a rapidly growing developing country, with economic growth of 4.5-6.3% annually over the past three years  due in part to expanding natural resource industries such as oil palm, fiber plantations and pulp. Continued growth of these sectors is central to government plans to expand exports and create jobs. The Ministry of Forestry recently announced a 10-year plan to develop nine million ha of fiber plantations to supply a two-fold expansion of pulp and paper capacity . Similarly, up to 10 million ha of new oil palm plantations are projected for development by 2020 to meet growing demand for palm oil derived products [20, 21]. Together, these industries will require an estimated 19 million ha of land for new plantations over the next 10 years.
Plantation expansion notwithstanding, Indonesia has also made voluntary commitments to reduce emissions by 26% by 2020, or up to 41% if financial support is forthcoming from the international community . Such commitments have drawn significant attention, including a recent offer from Norway of US$1 billion to Indonesia for assistance with implementing REDD , and up to 45 REDD projects under development as of early 2010 [24, 25].
Sources of forest based emissions in Indonesia
Physical attributes and emission estimates for lowland tropical forest (<500 m a.s.l.) on peat and mineral substrates in Indonesia
Lowland forest on contrasting substrates
(a) Estimated original extent in Indonesia (1000 ha) a
(b) Carbon Stocks (mean ± sd; range)
Aboveground stocks (t C ha-1) b
211 ± 55 (100-370)
230 ± 66 (148-3510)
Belowground stocks (t C ha-1)
137 ± 26 (98-168) c
2425 ± 726 (600-3131) d
Total (t C ha-1)
(c) CO 2 emissions (t CO2 ha-1 yr-1)
Estimated net annual CO2 emissions from oil palm plantations (mean ± sd; range) e
13.7 ± 5.6 (8.1-25.3)
58.6 ± 18.2 (43.7-87.0)
Estimated net annual CO2 emissions from fiber plantations f
Estimated total annual CO2 emissions from deforestation and degradation across Indonesia (range) g
(d) Estimated original extent of lowland forest in Kalimantan and occurrence of remaining forest as of 2008 in different land use classes according to national spatial plans (percentage of total remaining area in parentheses) h
Estimated original extent (ha)
Estimated remaining extent as of 2008 (ha)
- Forest allocated for Protection
- Forest allocated for Production
- Forest allocated for Conversion
Historically, deforestation rates on peat were much lower than on mineral soils, reflecting higher costs, lower yield and technological challenges of developing peatlands . From 1985-1997, relative losses of lowland forest on mineral soils in Sumatra and Kalimantan were nearly three times higher than forests on the coastal alluvial plains dominated by peat (61% vs 24% in Sumatra; 58% vs 23% in Kalimantan; data from ).
Increased use of technology, however, such as excavators, coupled with expanding trade and rising demand for land have stimulated large-scale drainage of forested peatlands for transmigration projects and agricultural development [64–66]. Drainage and resulting oxidation of carbon-dense peat, combined with annual fires [60, 61], made peat the source of nearly half (45%, 1.35 Gt CO2 yr-1) of Indonesia's annual emissions, and 3% of global emissions, in 2005 (Table 1; [6, 67]). Further, destructive synergies with extreme drought linked to El Nino Southern Oscillation increase risk of catastrophic fires, such as the 1997-98 peat land fires in Kalimantan that caused emissions estimated to represent 13-40% of global emissions originating from fossil fuels during that period .
Reconciling plantation expansion with emissions reduction
One option to expand plantations and meet emission reduction targets in Indonesia would be to concentrate new plantations on degraded, deforested land, of which c. 23 million ha in critical condition were mapped across Indonesia in 2006 . Planting such 'degraded lands' has proven to be a challenge, however, due to the scarcity of land meeting an ecologically and socially sound definition of degraded, and the fact that much deforested land is in fact under some form of management by local communities.
Given the much higher total carbon storage (emission reduction potential) of forests on peat (Table 1), and lower opportunity cost of foregoing peatland development, limiting further conversion of peat would seem a preferred means to reconcile economic growth and emissions reduction. Indeed, the Indonesian government recently expressed this view ; Norway has made it a pre-condition of its $US1 billion offer ; and peatlands, despite their lesser extent than mineral areas (Table 1), have drawn the majority of REDD project investments, with 11 of 17 site-based carbon projects in Sumatra and Kalimantan on peat, equal to 1.69 million (56%) of the estimated 3.06 million ha of REDD projects across Indonesia (see Additional File 2: Datafile_2.pdf).
Unexpected outcomes for biodiversity
Tropical lowland forests on peat or mineral soils are priority areas for biodiversity conservation, yet are typically underrepresented in protected area networks relative to upland habitats . Greater protection of Indonesian peatlands under REDD therefore would not only achieve emission reductions, but also help conserve a unique ecosystem that supports specialized aquatic and plant biodiversity [73–76], and provides wilderness habitat for some of Indonesia's most endangered large vertebrates, including Sumatran tigers, Asian elephants, orangutan and false gharial [77–80]. Nevertheless, if REDD is implemented with a disproportionate focus on peat, and Indonesia pursues goals for 19 million ha of new plantations over the next 10 years, then the potential for REDD to promote conservation for the majority of Indonesia's threatened species will not have been realized. Worse yet, REDD could effectively increase pressure to convert lowland mineral forest areas. This will severely limit biodiversity co-benefits of REDD in Indonesia, and risk undermining efforts to conserve biodiversity in the long-term, for three reasons.
Biodiversity attributes of lowland tropical forest (<500 m a.s.l.) on peat and mineral soil substrates in Sumatra and Kalimantan, Indonesia
Lowland forest on contrasting substrates
Taxon and Attribute
Mineral soils a
(a) Woody plants
Species richness (number species per 100 stems) b
35.2 ± 5.6 ***
15.1 ± 4.0
80.9 ± 10.7 ***
18.2 ± 6.2
Critically Endangered species recorded present in forest on each substrate c
114 recorded/84 specialists
21 recorded/3 specialists
Species richness (rarefied number species at standard sample) d
16.6 ± 1.3 *
11.6 ± 0.8
Bat density (total abundance per trap night)
5.5 ± 2.7 *
2.0 ± 0.5
(c) Densities of vertebrate species e
Water monitor Varanus salvator
0.22 ± 0.15 *
0.00 ± 0.00
Sun Bear Helarctos malayanus
0.06 ± 0.07
0.00 ± 0.00
Slow loris Nycticebus coucang
0.03 ± 0.06
0.00 ± 0.00
Helmeted hornbill Rhinoplax vigil
0.03 ± 0.06
0.00 ± 0.00
Small toothed palm civet Arctogalidia trivirgata
0.03 ± 0.06
0.00 ± 0.00
Pangolin Viverra tangalunga
0.03 ± 0.06
0.00 ± 0.00
Long tail macaque Macaca fascicularis
1.07 ± 0.41 ***
0.11 ± 0.16
Barking deer Muntiacus muntjak
0.62 ± 0.26 *
0.11 ± 0.16
Bushy crested hornbill Anorrhinus galeritus
0.47 ± 0.21 *
0.11 ± 0.16
Red leaf monkey Presbytis rubicunda
2.32 ± 0.54 ***
0.62 ± 0.47
Rhinoceros hornbill Buceros rhinoceros
0.45 ± 0.25
0.17 ± 0.19
Tufted ground squirrel Rheithrosciurus macrotis
0.20 ± 0.17
0.11 ± 0.16
Monitor lizard Varanus sp.
0.15 ± 0.13
0.11 ± 0.16
Bornean white bearded gibbon Hylobates albibarbis
3.68 ± 0.77
2.87 ± 0.87
Pale giant squirrel Ratufa affinis
0.65 ± 0.29
0.56 ± 0.34
Oriental pied hornbill Anthracoceros albirostris
0.59 ± 0.30
0.68 ± 0.40
Bornean bearded pig Sus barbatus
2.27 ± 0.58
2.65 ± 0.78
Bornean orangutan Pongo pygmaeus
0.98 ± 0.41
1.32 ± 0.65
Mouse deer Tragulus spp.
0.28 ± 0.17
0.39 ± 0.29
Pig tail macaque Macaca nemestrina
0.11 ± 0.11
0.17 ± 0.19
Prevost squirrel Callosciurus prevostii
0.17 ± 0.13
0.39 ± 0.29
Binturong Arctictis binturong
0.06 ± 0.08
0.17 ± 0.19
Wreathed hornbill Aceros undulatus
0.00 ± 0.00
0.06 ± 0.11
(d) Densities of large vertebrate Orders
Artiodactyla (deer and pigs)
3.17 ± 0.71
3.15 ± 0.85
8.20 ± 1.40 *
5.09 ± 1.24
1.61 ± 0.51
1.01 ± 0.49
0.17 ± 0.14
0.16 ± 0.20
Second, biogeographically distinct sub-types of lowland forest on mineral soils are under-represented in Indonesia's protected area network [108, 109], and many existing protected areas remain threatened by illegal logging, conversion to agriculture and fires [110, 111].
Third, according to 2008 data, c. 5.4 million ha of remaining lowland mineral forest in Kalimantan (25% of the total) is zoned for conversion to non-forest agricultural uses, such as oil palm (Table 1). A further c. 12.4 million ha (58%) is zoned as production forest, which can be legally converted to fiber plantations. Combined, more than 80% of remaining species-rich lowland forest on mineral soils in Kalimantan (c. 17.8 million ha) is eligible for conversion.
There is a risk that preferential targeting of carbon-dense peatland under REDD will worsen long-term prospects for biodiversity conservation in Indonesia by intensifying pressures to establish plantations in forested mineral soil areas that offer lower emission reduction potential (Table 1) but support richer biodiversity and higher concentrations of threatened species (Table 2). This problem is not unique to Indonesia . Similar unintended consequences from REDD could intensify pressure on relatively low-carbon, floristically-rich cerrado ecosystems suitable for soy expansion in Brazil, and logged forests throughout the tropics, which store less carbon, but not necessarily less biodiversity than their unlogged counterparts [112, 113].
Safeguarding biodiversity co-benefits of REDD
Despite meaningful progress made at COP 15 toward developing a REDD framework, it remains unclear whether and how biodiversity will be treated within REDD. A properly structured market mechanism could, in theory, promote more equal balance of REDD interventions across ecosystems with different biodiversity attributes and threat levels (see example of an auction based system in 8). In the short-term, however, such an approach would likely gain traction only in voluntary carbon markets (e.g., Gold Standard emission credits of the CCBA carbon standard, ), and such markets are currently too limited to have global impact .
Instead, we believe that a regulatory approach will be required to ensure REDD delivers substantial long-term biodiversity co-benefits in tropical countries. We make three recommendations for regulation to be effective:
Countries must prepare their own explicit national targets for ecosystem and species protection across the full range of native ecosystem types and biogeographic sub-regions (where applicable). Where such plans already exist - for example, to meet commitments under the Convention on Biodiversity (CBD) - they must be re-evaluated, updated and revised in a transparent manner, preferably in accordance with methods approved by the UNFCCC (e.g. following ).
Using these targets, gap analyses should be conducted to identify ecosystem types currently under-represented in the protected area network (or within degraded protected areas that have lost their conservation value) and new areas required for priority species that have insufficient habitat to maintain large viable populations. Recent work by  for Sumatra provides a useful model to evaluate ecosystem representation.
With co-financing from REDD to offset opportunity costs of foregone (or restricted) development, results from the above can be used to redefine acceptable land-use practices within priority areas needed to fill biodiversity conservation gaps. Examples might include: (i) re-classifying land use status of forested areas slated for conversion to non-conversion forest uses; (ii) restricting silvicultural practices in specific production forest areas to reduce impacts and maintain high biodiversity value; or (iii) re-assigning forested areas of exceptional importance for strict protection as parks or nature reserves.
If such a national planning process were made a pre-requisite for multi-lateral and bi-lateral REDD funding, and REDD payments linked not only to verified emission reductions but also to biodiversity co-benefits, then net positive impacts on biodiversity would be ensured, and the negative potential impacts we describe would be reduced. A target-based approach also respects the sovereignty of countries to prepare their own targets, and fulfils objectives of the CBD, both for recipient (tropical) countries and donor (developed) nations who are signatories to the convention.
Implementing REDD to optimize biodiversity co-benefits involves trade-offs with emissions reduction and cost. At a global scale, planning REDD interventions to meet biodiversity targets, rather than maximize avoided emissions, increases estimated cost only slightly . Further study is required to understand cost impacts at sub-national scales where REDD will be implemented. Spatially explicit methods are being developed to make systematic comparison among alternative land use scenarios for meeting biodiversity targets  and can be readily adapted to incorporate emission reduction potentials or other socio-political targets .
Protecting tropical forests is a good idea for mitigating global climate change and conserving globally threatened biodiversity. The devil, however, is in the details: scientists, citizens and government must work closely to determine where REDD funds should be spent to achieve an acceptable balance between emission reductions from forest and enhanced long-term biodiversity conservation.
GDP, PLW and BY thank Aisyah Sileuw and staff at Daemeter Consulting for support of activities leading to the manuscript. Susan Page is acknowledged for sharing records on tree species in peat swamp. MJS was supported by a Leverhulme Trust Early Career Fellowship and wishes to thank Sephy Noerfahmy, Dorothea Pio and Tigga Kingston for sharing their bat data for biodiversity analyses. AJM thanks Universitas Tanjungpura, the Indonesian Institute of Sciences, the State Ministry of Research and Technology, the Directorate General for Nature Conservation and the Gunung Palung National Park Bureau for research permission; and J. William Fulbright Foundation, Louis Leakey Foundation, Department of Anthropology at Harvard University, and University of California at Davis for financial support. We acknowledge Cam Webb, Antonia Gorog and Lex Hovani for useful discussions on this subject and three anonymous reviewers for constructive feedback.
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